Breakwater Capital, LLC
● SEC registered since 2020CRD 172498SEC# 801-118620Kalamazoo, MI
Reg. AUM
$156.6M
Employees
2
Accounts
466
Location
Kalamazoo, MI
Breakwater Capital, LLC assets under management
Breakwater Capital, LLC operates as an SEC-registered investment adviser based in Kalamazoo, MI. The firm has been registered since 2020. It reports $156.6 million in regulatory assets under management and employs 2 people.
Breakwater Capital, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ross Michael Pollard Control | President & Cco | Over 75% | 2014 |
Frequently asked questions
How much does Breakwater Capital, LLC manage?
Breakwater Capital, LLC reports $156.6 million in regulatory assets under management on its Form ADV.
How many employees does Breakwater Capital, LLC have?
Breakwater Capital, LLC reports 2 employees.
Where is Breakwater Capital, LLC located?
Breakwater Capital, LLC is based in Kalamazoo, MI and has been SEC-registered since 2020.
Does Breakwater Capital, LLC disclose fund performance?
Breakwater Capital, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 251 N Rose Street Suite 200, Kalamazoo, MI 49007 |
| Phone | 269-903-2360 |
| Fax | 269-903-2361 |
| Office hours | 9-5 |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$156.6M▲ 10%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 82%
Larger than 18% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$156.6Mregulatory AUM
Discretionary $156.6M