Broadview Financial Management, LLC
● SEC registered since 2013CRD 143550SEC# 801-77625Wauwatosa, WI
Reg. AUM
$699.2M
Employees
9
Accounts
1,284
Location
Wauwatosa, WI
Broadview Financial Management, LLC assets under management
Broadview Financial Management, LLC operates as an SEC-registered investment adviser based in Wauwatosa, WI. The firm has been registered since 2013. It reports $699.2 million in regulatory assets under management and employs 9 people.
Broadview Financial Management, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Adam William Dodge Control | Owner & Manager | 10-25% | 2016 |
| Amanda Hunn Taylor Control | Owner & Manager | 10-25% | 2019 |
| Angela Lynne Pingel Control | Owner, Manager, General Counsel & Cco | 5-10% | 2020 |
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Join to unlock · $37/moFrequently asked questions
How much does Broadview Financial Management, LLC manage?
Broadview Financial Management, LLC reports $699.2 million in regulatory assets under management on its Form ADV.
How many employees does Broadview Financial Management, LLC have?
Broadview Financial Management, LLC reports 9 employees.
Where is Broadview Financial Management, LLC located?
Broadview Financial Management, LLC is based in Wauwatosa, WI and has been SEC-registered since 2013.
Does Broadview Financial Management, LLC disclose fund performance?
Broadview Financial Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10401 W Innovation Dr, Suite 100, Wauwatosa, WI 53226 |
| Phone | 414-390-1492 |
| Fax | 414-390-3737 |
| Office hours | 8:30 a.m. - 4:30 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1697024 |
| Discloses disciplinary history | No |
Regulatory AUM
$699.2M▲ 12%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 40%
Larger than 60% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$699.2Mregulatory AUM
Discretionary $699.2M