Capital Wealth Advisors, Ltd.
● SEC registered since 2014CRD 155263SEC# 801-79379West Bend, WI
Reg. AUM
$126.1M
Employees
2
Accounts
522
Location
West Bend, WI
Capital Wealth Advisors, Ltd. assets under management
Capital Wealth Advisors, Ltd. is a registered investment adviser overseen by the SEC based in West Bend, WI. The firm has been registered since 2014. It reports $126.1 million in regulatory assets under management and employs 2 people.
Capital Wealth Advisors, Ltd. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Leo Rosenow | Chief Compliance Officer | Under 5% | 2023 |
| David Scott Lake Control | President | 50-75% | 2001 |
| Jill S Lake Control | Treasurer | 50-75% | 2001 |
Frequently asked questions
How much does Capital Wealth Advisors, Ltd. manage?
Capital Wealth Advisors, Ltd. reports $126.1 million in regulatory assets under management on its Form ADV.
How many employees does Capital Wealth Advisors, Ltd. have?
Capital Wealth Advisors, Ltd. reports 2 employees.
Where is Capital Wealth Advisors, Ltd. located?
Capital Wealth Advisors, Ltd. is based in West Bend, WI and has been SEC-registered since 2014.
Does Capital Wealth Advisors, Ltd. disclose fund performance?
Capital Wealth Advisors, Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1755 W. Paradise Dr., West Bend, WI 53095 |
| Phone | 262-306-0066 |
| Fax | 262-306-0033 |
| Office hours | 8a.m.-4:00p.m. Mon-Thur, 8a.m.-3p.m. Fri |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$126.1M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 88%
Larger than 12% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$126.1Mregulatory AUM
Discretionary $126.1M