Capstone Investment Financial Group, LLC
● SEC registered since 2007CRD 122575SEC# 801-67699Webster, NY
Ranks #5,278 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$174.6M
Fund GAV
$3M
Private funds
1
Employees
6
Accounts
1,015
Location
Webster, NY
Capstone Investment Financial Group, LLC assets under management
Capstone Investment Financial Group, LLC is a registered investment adviser overseen by the SEC based in Webster, NY. The firm has been registered since 2007. It reports $174.6 million in regulatory assets under management and employs 6 people. Capstone Investment Financial Group, LLC manages 1 private fund with combined gross assets of $3 million, including Rocky Mountain Capital Fund, L.P. By regulatory assets, it ranks 5,278 of 6,004 private fund managers.
Capstone Investment Financial Group, LLC private funds
1 funds · $3M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Rocky Mountain Capital Fund, L.P. | Hedge | $3M | $100K |
Capstone Investment Financial Group, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ann Terese Zemann Control | Chief Compliance Officer | Under 5% | 2010 |
| Elizabeth A. Cornehlsen Control | Member | 10-25% | 2009 |
| James Bryan Cornehlsen Control | Chief Executive Officer | 50-75% | 2022 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Capstone Investment Financial Group, LLC manage?
Capstone Investment Financial Group, LLC reports $174.6 million in regulatory assets under management on its Form ADV.
How many private funds does Capstone Investment Financial Group, LLC manage?
Capstone Investment Financial Group, LLC manages 1 private funds with combined gross assets of $3 million.
How many employees does Capstone Investment Financial Group, LLC have?
Capstone Investment Financial Group, LLC reports 6 employees.
Where is Capstone Investment Financial Group, LLC located?
Capstone Investment Financial Group, LLC is based in Webster, NY and has been SEC-registered since 2007.
Does Capstone Investment Financial Group, LLC disclose fund performance?
Capstone Investment Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 115 West Salori Court, Webster, NY 14580 |
| Phone | 719-477-9883 |
| Fax | 719-477-1045 |
| Office hours | By Appointment Only |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$174.6M▲ 28%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 79%
Larger than 21% of 16,271 advisers
AUM vs fund managersTop 88%
Larger than 12% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$174.6Mregulatory AUM
Discretionary $170.1MNon-discretionary $4.6M
Service providers
Prime broker
Custodian
Administrator