Ann Terese Zemann
Chief Compliance OfficerCapstone Investment Financial Group, LLCCRD 2731611
About Ann Terese Zemann
Ann Terese Zemann is listed as Chief Compliance Officer at Capstone Investment Financial Group, LLC in Webster, NY. Form ADV reports a beneficial ownership band of Under 5%. Ann Terese Zemann is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Capstone Investment Financial Group, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Ann Terese Zemann work?
Ann Terese Zemann is listed as Chief Compliance Officer at Capstone Investment Financial Group, LLC on SEC Form ADV.
How much of Capstone Investment Financial Group, LLC does Ann Terese Zemann own?
Form ADV reports a beneficial ownership band of Under 5%.
Capstone Investment Financial Group, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2010 |
Beacon Wealth Consultants, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |
Skyoak Wealth LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2020 |