Carlson & Company Financial Services, LLC
● SEC registered since 2018CRD 295907SEC# 801-113595Topeka, KS
Reg. AUM
$632.2M
Employees
29
Accounts
1,097
Location
Topeka, KS
Carlson & Company Financial Services, LLC assets under management
Carlson & Company Financial Services, LLC is a registered investment adviser overseen by the SEC based in Topeka, KS. The firm has been registered since 2018. It reports $632.2 million in regulatory assets under management and employs 29 people.
Carlson & Company Financial Services, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Carl R Carlson Control | Chief Executive Officer | Under 5% | 2018 |
| Carlson Financial Holdings Control | Owner | Over 75% | 2024 |
| Daniel Eugene Moylan Control | Chief Investment Officer | Under 5% | 2018 |
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Join to unlock · $37/moFrequently asked questions
How much does Carlson & Company Financial Services, LLC manage?
Carlson & Company Financial Services, LLC reports $632.2 million in regulatory assets under management on its Form ADV.
How many employees does Carlson & Company Financial Services, LLC have?
Carlson & Company Financial Services, LLC reports 29 employees.
Where is Carlson & Company Financial Services, LLC located?
Carlson & Company Financial Services, LLC is based in Topeka, KS and has been SEC-registered since 2018.
Does Carlson & Company Financial Services, LLC disclose fund performance?
Carlson & Company Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1201 SW Oakley Avenue, Topeka, KS 66604 |
| Phone | (844) 227-5766 |
| Office hours | 8:00a.m. To 5:00p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$632.2M▲ 16%
Apr '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 42%
Larger than 58% of 16,271 advisers
EmployeesTop 18%
More than 82% of 16,825 advisers
Assets under management
$632.2Mregulatory AUM
Discretionary $632.2M