Theresa Ann Muller
Chief Compliance OfficerCarlson & Company Financial Services, LLCCRD 5853117
About Theresa Ann Muller
Theresa Ann Muller is listed as Chief Compliance Officer at Carlson & Company Financial Services, LLC in Topeka, KS. Form ADV reports a beneficial ownership band of Under 5%. Theresa Ann Muller is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Carlson & Company Financial Services, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Theresa Ann Muller work?
Theresa Ann Muller is listed as Chief Compliance Officer at Carlson & Company Financial Services, LLC on SEC Form ADV.
How much of Carlson & Company Financial Services, LLC does Theresa Ann Muller own?
Form ADV reports a beneficial ownership band of Under 5%.
Carlson & Company Financial Services, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2018 |
New Frontier Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2019 |