Caruso McLean & Co., Inc.
● SEC registered since 2005CRD 126084SEC# 801-64498Utica, NY
Reg. AUM
$281.8M
Employees
5
Accounts
182
Location
Utica, NY
Caruso McLean & Co., Inc. assets under management
Caruso McLean & Co., Inc. is an SEC-registered investment adviser based in Utica, NY. The firm has been registered since 2005. It reports $281.8 million in regulatory assets under management and employs 5 people.
Caruso McLean & Co., Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gregory Bruce McLean Control | Ceo, President, Cfo | Over 75% | 1988 |
| Stephen Louis Caruso | Chief Compliance Officer | Under 5% | 2011 |
Frequently asked questions
How much does Caruso McLean & Co., Inc. manage?
Caruso McLean & Co., Inc. reports $281.8 million in regulatory assets under management on its Form ADV.
How many employees does Caruso McLean & Co., Inc. have?
Caruso McLean & Co., Inc. reports 5 employees.
Where is Caruso McLean & Co., Inc. located?
Caruso McLean & Co., Inc. is based in Utica, NY and has been SEC-registered since 2005.
Does Caruso McLean & Co., Inc. disclose fund performance?
Caruso McLean & Co., Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 130 Lomond Court, Utica, NY 13502 |
| Phone | 315-724-5105 |
| Fax | 315-724-5196 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$281.8M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$281.8Mregulatory AUM
Discretionary $22.3MNon-discretionary $259.5M