Stephen Louis Caruso
Chief Compliance OfficerCaruso McLean & Co., Inc.CRD 2729658
About Stephen Louis Caruso
Stephen Louis Caruso is listed as Chief Compliance Officer at Caruso McLean & Co., Inc. in Utica, NY. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Caruso McLean & Co., Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Stephen Louis Caruso work?
Stephen Louis Caruso is listed as Chief Compliance Officer at Caruso McLean & Co., Inc. on SEC Form ADV.
How much of Caruso McLean & Co., Inc. does Stephen Louis Caruso own?
Form ADV reports a beneficial ownership band of Under 5%.
Caruso McLean & Co., Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2011 |