Citizens Securities, Inc.
● SEC registered since 2003CRD 39550SEC# 801-61902Johnston, RI
Reg. AUM
$12.87B
Employees
471
Accounts
60,545
Location
Johnston, RI
Citizens Securities, Inc. assets under management
Citizens Securities, Inc. operates as an SEC-registered investment adviser based in Johnston, RI. The firm has been registered since 2003. It reports $12.9 billion in regulatory assets under management and employs 471 people.
Citizens Securities, Inc. owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Chad Arnold Control | Coo Wealth, Executive Vice President | Under 5% | 2023 |
| Citizens Bank, N.A. Control | Direct Ownership | Over 75% | 2015 |
| David Howard Shore Control | Chief Compliance Officer | Under 5% | 2018 |
See all 6 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Citizens Securities, Inc. manage?
Citizens Securities, Inc. reports $12.9 billion in regulatory assets under management on its Form ADV.
How many employees does Citizens Securities, Inc. have?
Citizens Securities, Inc. reports 471 employees.
Where is Citizens Securities, Inc. located?
Citizens Securities, Inc. is based in Johnston, RI and has been SEC-registered since 2003.
Does Citizens Securities, Inc. disclose fund performance?
Citizens Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One Citizens Bank Way, Jcb135, Johnston, RI 02919 |
| Phone | 1-800-942-8300 |
| Fax | 877-349-3048 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$12.87B▲ 40%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 7%
Larger than 93% of 16,271 advisers
EmployeesTop 2%
More than 98% of 16,825 advisers
Assets under management
$12.87Bregulatory AUM
Discretionary $0Non-discretionary $12.87B