David Howard Shore
Chief Compliance OfficerClarfeld Financial Advisors, LLCCRD 2106767
About David Howard Shore
David Howard Shore is listed as Chief Compliance Officer at Clarfeld Financial Advisors, LLC in Tarrytown, NY. Form ADV reports a beneficial ownership band of Under 5%. David Howard Shore is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Clarfeld Financial Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does David Howard Shore work?
David Howard Shore is listed as Chief Compliance Officer at Clarfeld Financial Advisors, LLC on SEC Form ADV.
How much of Clarfeld Financial Advisors, LLC does David Howard Shore own?
Form ADV reports a beneficial ownership band of Under 5%.
Clarfeld Financial Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2023 |
Citizens Securities, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |
Citizens Investment Advisors
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |