Clarfeld Financial Advisors, LLC
● SEC registered since 1992CRD 106743SEC# 801-40835Tarrytown, NY
Reg. AUM
$15.54B
Employees
204
Accounts
12,813
Location
Tarrytown, NY
Clarfeld Financial Advisors, LLC assets under management
Clarfeld Financial Advisors, LLC is a registered investment adviser overseen by the SEC based in Tarrytown, NY. The firm has been registered since 1992. It reports $15.5 billion in regulatory assets under management and employs 204 people.
Clarfeld Financial Advisors, LLC owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Chad Arnold Control | Chief Operating Officer | Under 5% | 2025 |
| Citizens Bank, N.A. Control | Direct Ownership | Over 75% | 2019 |
| David Howard Shore | Chief Compliance Officer | Under 5% | 2023 |
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Join to unlock · $37/moFrequently asked questions
How much does Clarfeld Financial Advisors, LLC manage?
Clarfeld Financial Advisors, LLC reports $15.5 billion in regulatory assets under management on its Form ADV.
How many employees does Clarfeld Financial Advisors, LLC have?
Clarfeld Financial Advisors, LLC reports 204 employees.
Where is Clarfeld Financial Advisors, LLC located?
Clarfeld Financial Advisors, LLC is based in Tarrytown, NY and has been SEC-registered since 1992.
Does Clarfeld Financial Advisors, LLC disclose fund performance?
Clarfeld Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 520 White Plains Road, 3rd Floor, Tarrytown, NY 10591 |
| Phone | 914-846-0100 |
| Fax | 914-846-0199 |
| Office hours | 8:30a.m.-5:30p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$15.54B▲ 22%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 6%
Larger than 94% of 16,271 advisers
EmployeesTop 4%
More than 96% of 16,825 advisers
Assets under management
$15.54Bregulatory AUM
Discretionary $12.72BNon-discretionary $2.83B