Commonwealth Financial Services, LLC.
● SEC registered since 2023CRD 324930SEC# 801-127499Vienna, WV
Reg. AUM
$994.7M
Employees
26
Accounts
5,003
Location
Vienna, WV
Commonwealth Financial Services, LLC. assets under management
Commonwealth Financial Services, LLC. operates as an SEC-registered investment adviser based in Vienna, WV. The firm has been registered since 2023. It reports $994.7 million in regulatory assets under management and employs 26 people.
Commonwealth Financial Services, LLC. owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Lee Spurgeon Control | Partner, Chief Investment Officer, Financial Advisor | 25-50% | 2023 |
| Matthew David Rothchild Control | Chief Compliance Officer | Under 5% | 2024 |
| Michael Charles Seese Control | Co-Founder / Owner, Cao, & Financial Advisor | 50-75% | 2023 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Commonwealth Financial Services, LLC. manage?
Commonwealth Financial Services, LLC. reports $994.7 million in regulatory assets under management on its Form ADV.
How many employees does Commonwealth Financial Services, LLC. have?
Commonwealth Financial Services, LLC. reports 26 employees.
Where is Commonwealth Financial Services, LLC. located?
Commonwealth Financial Services, LLC. is based in Vienna, WV and has been SEC-registered since 2023.
Does Commonwealth Financial Services, LLC. disclose fund performance?
Commonwealth Financial Services, LLC. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 373 Timberline Parkway, Vienna, WV 26105 |
| Phone | 304-422-3531 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$994.7M▲ 28%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 33%
Larger than 67% of 16,271 advisers
EmployeesTop 20%
More than 80% of 16,825 advisers
Assets under management
$994.7Mregulatory AUM
Discretionary $977.2MNon-discretionary $17.6M