Matthew David Rothchild
Chief Compliance OfficerCommonwealth Financial Services, LLC.CRD 5143603
About Matthew David Rothchild
Matthew David Rothchild is listed as Chief Compliance Officer at Commonwealth Financial Services, LLC. in Vienna, WV. Form ADV reports a beneficial ownership band of Under 5%. Matthew David Rothchild is associated with 4 registered advisers.
Reported ownership
Owns Under 5% of Commonwealth Financial Services, LLC.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Matthew David Rothchild work?
Matthew David Rothchild is listed as Chief Compliance Officer at Commonwealth Financial Services, LLC. on SEC Form ADV.
How much of Commonwealth Financial Services, LLC. does Matthew David Rothchild own?
Form ADV reports a beneficial ownership band of Under 5%.
Commonwealth Financial Services, LLC.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Sovereign Investment Advisors LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Bonnie Wusz & Associates, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Ducere Wealth Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2026 |