Sovereign Investment Advisors LLC
● SEC registered since 2015CRD 149040SEC# 801-80942Phoenix, AZ
Reg. AUM
$3.31B
Employees
8
Accounts
144
Location
Phoenix, AZ
Sovereign Investment Advisors LLC assets under management
Sovereign Investment Advisors LLC is an SEC-registered investment adviser based in Phoenix, AZ. The firm has been registered since 2015. It reports $3.3 billion in regulatory assets under management and employs 8 people.
Sovereign Investment Advisors LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| April Dawn Lamb Control | Director Of Operations | Under 5% | 2021 |
| Jeffrey Michael Lamb Control | Principal | Under 5% | 2009 |
| Matthew David Rothchild | Chief Compliance Officer | Under 5% | 2025 |
See all 7 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Sovereign Investment Advisors LLC manage?
Sovereign Investment Advisors LLC reports $3.3 billion in regulatory assets under management on its Form ADV.
How many employees does Sovereign Investment Advisors LLC have?
Sovereign Investment Advisors LLC reports 8 employees.
Where is Sovereign Investment Advisors LLC located?
Sovereign Investment Advisors LLC is based in Phoenix, AZ and has been SEC-registered since 2015.
Does Sovereign Investment Advisors LLC disclose fund performance?
Sovereign Investment Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3930 E Ray Road Suite 170, Phoenix, AZ 85044 |
| Phone | 480-385-2850 |
| Fax | 480-385-2855 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1908165 |
| Discloses disciplinary history | No |
Regulatory AUM
$3.31B▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 16%
Larger than 84% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$3.31Bregulatory AUM
Discretionary $3.26BNon-discretionary $52.9M