Daiwa Asset Management (america) Ltd.
● SEC registered since 2011CRD 126191SEC# 801-72608New York, NY
Reg. AUM
$5.96B
Employees
12
Accounts
17
Location
New York, NY
Daiwa Asset Management (america) Ltd. assets under management
Daiwa Asset Management (america) Ltd. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2011. It reports $6 billion in regulatory assets under management and employs 12 people.
Daiwa Asset Management (america) Ltd. owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daiwa Asset Management Co. Ltd. Control | Share Holder | Over 75% | 1990 |
| Kiyoharu Nmn Fujioka Control | President | Under 5% | 2026 |
| Richard Eric Spector | Chief Compliance Officer | Under 5% | 2026 |
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Join to unlock · $37/moFrequently asked questions
How much does Daiwa Asset Management (america) Ltd. manage?
Daiwa Asset Management (america) Ltd. reports $6 billion in regulatory assets under management on its Form ADV.
How many employees does Daiwa Asset Management (america) Ltd. have?
Daiwa Asset Management (america) Ltd. reports 12 employees.
Where is Daiwa Asset Management (america) Ltd. located?
Daiwa Asset Management (america) Ltd. is based in New York, NY and has been SEC-registered since 2011.
Does Daiwa Asset Management (america) Ltd. disclose fund performance?
Daiwa Asset Management (america) Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 120 West 45th Street, 38th Floor, New York, NY 10036-4195 |
| Phone | 212-612-6254 |
| Fax | 212-612-6254 |
| Office hours | 9:00a.m.-5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$5.96B▲ 183%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 11%
Larger than 89% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$5.96Bregulatory AUM
Discretionary $5.96B