Richard Eric Spector
Chief Compliance OfficerDaiwa Asset Management (america) Ltd.CRD 2304949
About Richard Eric Spector
Richard Eric Spector is listed as Chief Compliance Officer at Daiwa Asset Management (america) Ltd. in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Richard Eric Spector is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Daiwa Asset Management (america) Ltd.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Richard Eric Spector work?
Richard Eric Spector is listed as Chief Compliance Officer at Daiwa Asset Management (america) Ltd. on SEC Form ADV.
How much of Daiwa Asset Management (america) Ltd. does Richard Eric Spector own?
Form ADV reports a beneficial ownership band of Under 5%.
Daiwa Asset Management (america) Ltd.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2026 |
Engaged Capital, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2026 |
Birchwood Creek Capital Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |