Dowling Financial Services, Inc
● SEC registered since 2024CRD 155624SEC# 801-130694Greenwich, CT
Reg. AUM
$179.3M
Employees
3
Accounts
430
Location
Greenwich, CT
Dowling Financial Services, Inc assets under management
Dowling Financial Services, Inc is an SEC-registered investment adviser based in Greenwich, CT. The firm has been registered since 2024. It reports $179.3 million in regulatory assets under management and employs 3 people.
Dowling Financial Services, Inc owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Sean Michael Dowling Control | President & Chief Compliance Officer | Over 75% | 2010 |
Frequently asked questions
How much does Dowling Financial Services, Inc manage?
Dowling Financial Services, Inc reports $179.3 million in regulatory assets under management on its Form ADV.
How many employees does Dowling Financial Services, Inc have?
Dowling Financial Services, Inc reports 3 employees.
Where is Dowling Financial Services, Inc located?
Dowling Financial Services, Inc is based in Greenwich, CT and has been SEC-registered since 2024.
Does Dowling Financial Services, Inc disclose fund performance?
Dowling Financial Services, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1171 E. Putnam Avenue, #1b, Greenwich, CT 06878 |
| Phone | 203-967-2231 |
| Fax | 203-327-7999 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$179.3M▲ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 78%
Larger than 22% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$179.3Mregulatory AUM
Discretionary $172.6MNon-discretionary $6.7M