Sean Michael Dowling
President & Chief Compliance OfficerDowling Financial Services, IncCRD 5746392
About Sean Michael Dowling
Sean Michael Dowling is listed as President & Chief Compliance Officer at Dowling Financial Services, Inc in Greenwich, CT. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Dowling Financial Services, Inc
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Sean Michael Dowling work?
Sean Michael Dowling is listed as President & Chief Compliance Officer at Dowling Financial Services, Inc on SEC Form ADV.
How much of Dowling Financial Services, Inc does Sean Michael Dowling own?
Form ADV reports a beneficial ownership band of Over 75%.
Dowling Financial Services, Inc
| Title | President & Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2010 |