Drake & Associates, LLC
● SEC registered since 2019CRD 154854SEC# 801-115301Waukesha, WI
Reg. AUM
$607.3M
Employees
35
Accounts
3,401
Location
Waukesha, WI
Drake & Associates, LLC assets under management
Drake & Associates, LLC operates as an SEC-registered investment adviser based in Waukesha, WI. The firm has been registered since 2019. It reports $607.3 million in regulatory assets under management and employs 35 people.
Drake & Associates, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anthony Samuel Drake Control | Managing Member | Over 75% | 2010 |
| Laura Margaret Kraus | Chief Compliance Officer | Under 5% | 2025 |
| Robin Doyle Rettschlag | Director Of Operations | Under 5% | 2023 |
Frequently asked questions
How much does Drake & Associates, LLC manage?
Drake & Associates, LLC reports $607.3 million in regulatory assets under management on its Form ADV.
How many employees does Drake & Associates, LLC have?
Drake & Associates, LLC reports 35 employees.
Where is Drake & Associates, LLC located?
Drake & Associates, LLC is based in Waukesha, WI and has been SEC-registered since 2019.
Does Drake & Associates, LLC disclose fund performance?
Drake & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 20965 Crossroads Circle, Waukesha, WI 53186 |
| Phone | 414-409-7226 |
| Fax | 414-409-7221 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$607.3M▲ 45%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 43%
Larger than 57% of 16,271 advisers
EmployeesTop 16%
More than 84% of 16,825 advisers
Assets under management
$607.3Mregulatory AUM
Discretionary $607.3M