Dwr Wealth Management, LLC
● SEC registered since 2021CRD 133743SEC# 801-122140San Jose, CA
Reg. AUM
$221.2M
Employees
4
Accounts
647
Location
San Jose, CA
Dwr Wealth Management, LLC assets under management
Dwr Wealth Management, LLC is a registered investment adviser overseen by the SEC based in San Jose, CA. The firm has been registered since 2021. It reports $221.2 million in regulatory assets under management and employs 4 people.
Dwr Wealth Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Rex Rousselot Control | Member | 10-25% | 2005 |
| Ricky Dale Dunham Control | Member | Over 75% | 2005 |
| Tracy Lee Newquist Control | Member, Chief Compliance Officer | 10-25% | 2021 |
Frequently asked questions
How much does Dwr Wealth Management, LLC manage?
Dwr Wealth Management, LLC reports $221.2 million in regulatory assets under management on its Form ADV.
How many employees does Dwr Wealth Management, LLC have?
Dwr Wealth Management, LLC reports 4 employees.
Where is Dwr Wealth Management, LLC located?
Dwr Wealth Management, LLC is based in San Jose, CA and has been SEC-registered since 2021.
Does Dwr Wealth Management, LLC disclose fund performance?
Dwr Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1884 the Alameda, San Jose, CA 95126 |
| Phone | (408) 260-9600 |
| Fax | (408) 260-9606 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$221.2M▲ 23%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 72%
Larger than 28% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$221.2Mregulatory AUM
Discretionary $219.4MNon-discretionary $1.7M