Tracy Lee Newquist
Member, Chief Compliance OfficerDwr Wealth Management, LLCCRD 4338710
About Tracy Lee Newquist
Tracy Lee Newquist is listed as Member, Chief Compliance Officer at Dwr Wealth Management, LLC in San Jose, CA. Form ADV reports a beneficial ownership band of 10-25%.
Reported ownership
Owns 10-25% of Dwr Wealth Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Tracy Lee Newquist work?
Tracy Lee Newquist is listed as Member, Chief Compliance Officer at Dwr Wealth Management, LLC on SEC Form ADV.
How much of Dwr Wealth Management, LLC does Tracy Lee Newquist own?
Form ADV reports a beneficial ownership band of 10-25%.
Dwr Wealth Management, LLC
| Title | Member, Chief Compliance Officer |
| Ownership | 10-25% |
| Control person | Yes |
| Since | 2021 |