East Rock Financial Services, LLC
● SEC registered since 2025CRD 147949SEC# 801-132755
Reg. AUM
$135.8M
Employees
4
Accounts
190
Location
—
East Rock Financial Services, LLC assets under management
East Rock Financial Services, LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2025. It reports $135.8 million in regulatory assets under management and employs 4 people.
East Rock Financial Services, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Stephanie Jeanne Lee Control | Managing Member, Chief Compliance Officer | Over 75% | 2008 |
Frequently asked questions
How much does East Rock Financial Services, LLC manage?
East Rock Financial Services, LLC reports $135.8 million in regulatory assets under management on its Form ADV.
How many employees does East Rock Financial Services, LLC have?
East Rock Financial Services, LLC reports 4 employees.
Does East Rock Financial Services, LLC disclose fund performance?
East Rock Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 415-779-2008 |
| Office hours | By Appointment Only |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$135.8M▲ 22%
Apr '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 86%
Larger than 14% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$135.8Mregulatory AUM
Discretionary $135.8M