Stephanie Jeanne Lee
Managing Member, Chief Compliance OfficerEast Rock Financial Services, LLCCRD 5580394
About Stephanie Jeanne Lee
Stephanie Jeanne Lee is listed as Managing Member, Chief Compliance Officer at East Rock Financial Services, LLC. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of East Rock Financial Services, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Stephanie Jeanne Lee work?
Stephanie Jeanne Lee is listed as Managing Member, Chief Compliance Officer at East Rock Financial Services, LLC on SEC Form ADV.
How much of East Rock Financial Services, LLC does Stephanie Jeanne Lee own?
Form ADV reports a beneficial ownership band of Over 75%.
East Rock Financial Services, LLC
| Title | Managing Member, Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2008 |