Emergent Wealth Advisors, LLC
● SEC registered since 2015CRD 174845SEC# 801-106909Williamsville, NY
Reg. AUM
$249.1M
Employees
3
Accounts
963
Location
Williamsville, NY
Emergent Wealth Advisors, LLC assets under management
Emergent Wealth Advisors, LLC is an investment advisory firm registered with the SEC based in Williamsville, NY. The firm has been registered since 2015. It reports $249.1 million in regulatory assets under management and employs 3 people.
Emergent Wealth Advisors, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Charles Hanny Advisory, LLC Control | Member | 50-75% | 2023 |
| Nicholas Efthemis Inc Control | Member | 50-75% | 2023 |
| Nicholas John Efthemis Control | Chief Compliance Officer | Under 5% | 2015 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Emergent Wealth Advisors, LLC manage?
Emergent Wealth Advisors, LLC reports $249.1 million in regulatory assets under management on its Form ADV.
How many employees does Emergent Wealth Advisors, LLC have?
Emergent Wealth Advisors, LLC reports 3 employees.
Where is Emergent Wealth Advisors, LLC located?
Emergent Wealth Advisors, LLC is based in Williamsville, NY and has been SEC-registered since 2015.
Does Emergent Wealth Advisors, LLC disclose fund performance?
Emergent Wealth Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5500 Main Street, Suite 260, Williamsville, NY 14221 |
| Phone | 716-828-8390 |
| Office hours | 9-5 |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$249.1M▲ 23%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 68%
Larger than 32% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$249.1Mregulatory AUM
Discretionary $249.1M