Nicholas John Efthemis
Chief Compliance OfficerEmergent Wealth Advisors, LLCCRD 2821400
About Nicholas John Efthemis
Nicholas John Efthemis is listed as Chief Compliance Officer at Emergent Wealth Advisors, LLC in Williamsville, NY. Form ADV reports a beneficial ownership band of Under 5%. Nicholas John Efthemis is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Emergent Wealth Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Nicholas John Efthemis work?
Nicholas John Efthemis is listed as Chief Compliance Officer at Emergent Wealth Advisors, LLC on SEC Form ADV.
How much of Emergent Wealth Advisors, LLC does Nicholas John Efthemis own?
Form ADV reports a beneficial ownership band of Under 5%.
Emergent Wealth Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2015 |
Emergent Wealth Advisors, LLC
| Title | Member |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2023 |