Exeter Financial, LLC
● SEC registered since 2007CRD 143420SEC# 801-67719Scottsdale, AZ
Reg. AUM
$420.2M
Employees
6
Accounts
693
Location
Scottsdale, AZ
Exeter Financial, LLC assets under management
Exeter Financial, LLC is an SEC-registered investment adviser based in Scottsdale, AZ. The firm has been registered since 2007. It reports $420.2 million in regulatory assets under management and employs 6 people.
Exeter Financial, LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alkeme Intermediary Holdings, LLC Control | Managing Member | Over 75% | 2020 |
| Stephen Leon Harrison Control | Chief Compliance Officer, President | Under 5% | 2007 |
| Alkeme Acquisition, LLC Control | Sole Member | Over 75% | 2020 |
See all 7 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Exeter Financial, LLC manage?
Exeter Financial, LLC reports $420.2 million in regulatory assets under management on its Form ADV.
How many employees does Exeter Financial, LLC have?
Exeter Financial, LLC reports 6 employees.
Where is Exeter Financial, LLC located?
Exeter Financial, LLC is based in Scottsdale, AZ and has been SEC-registered since 2007.
Does Exeter Financial, LLC disclose fund performance?
Exeter Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7001 N. Scottsdale Road, Suite 1040, Scottsdale, AZ 85253-3644 |
| Phone | 480-588-0830 |
| Fax | 480-991-3168 |
| Office hours | 8a.m. - 5p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$420.2M▲ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 52%
Larger than 48% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$420.2Mregulatory AUM
Discretionary $418MNon-discretionary $2.2M