Stephen Leon Harrison
Chief Compliance Officer, PresidentExeter Financial, LLCCRD 2236475
About Stephen Leon Harrison
Stephen Leon Harrison is listed as Chief Compliance Officer, President at Exeter Financial, LLC in Scottsdale, AZ. Form ADV reports a beneficial ownership band of Under 5%. Stephen Leon Harrison is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Exeter Financial, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Stephen Leon Harrison work?
Stephen Leon Harrison is listed as Chief Compliance Officer, President at Exeter Financial, LLC on SEC Form ADV.
How much of Exeter Financial, LLC does Stephen Leon Harrison own?
Form ADV reports a beneficial ownership band of Under 5%.
Exeter Financial, LLC
| Title | Chief Compliance Officer, President |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2007 |
Alkeme Investments LLC
| Title | President, Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |