Federmann Financial Advisors Inc.
● SEC registered since 2010CRD 129975SEC# 801-71273Rocky Point, NY
Reg. AUM
$108.2M
Employees
3
Accounts
167
Location
Rocky Point, NY
Federmann Financial Advisors Inc. assets under management
Federmann Financial Advisors Inc. is a registered investment adviser overseen by the SEC based in Rocky Point, NY. The firm has been registered since 2010. It reports $108.2 million in regulatory assets under management and employs 3 people.
Federmann Financial Advisors Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Lisa Ann Kelly Control | President/Chief Compliance Officer | Over 75% | 2010 |
Frequently asked questions
How much does Federmann Financial Advisors Inc. manage?
Federmann Financial Advisors Inc. reports $108.2 million in regulatory assets under management on its Form ADV.
How many employees does Federmann Financial Advisors Inc. have?
Federmann Financial Advisors Inc. reports 3 employees.
Where is Federmann Financial Advisors Inc. located?
Federmann Financial Advisors Inc. is based in Rocky Point, NY and has been SEC-registered since 2010.
Does Federmann Financial Advisors Inc. disclose fund performance?
Federmann Financial Advisors Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 745 Route 25a, Suite C, Rocky Point, NY 11778 |
| Phone | 631-981-1904 |
| Fax | 631-981-1905 |
| Office hours | 9:30 a.m. To 4:30 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$108.2M▲ 21%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 92%
Larger than 8% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$108.2Mregulatory AUM
Discretionary $108.2M