Lisa Ann Kelly
President/Chief Compliance OfficerFedermann Financial Advisors Inc.CRD 5110571
About Lisa Ann Kelly
Lisa Ann Kelly is listed as President/Chief Compliance Officer at Federmann Financial Advisors Inc. in Rocky Point, NY. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Federmann Financial Advisors Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Lisa Ann Kelly work?
Lisa Ann Kelly is listed as President/Chief Compliance Officer at Federmann Financial Advisors Inc. on SEC Form ADV.
How much of Federmann Financial Advisors Inc. does Lisa Ann Kelly own?
Form ADV reports a beneficial ownership band of Over 75%.
Federmann Financial Advisors Inc.
| Title | President/Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2010 |