Financial Plan, Inc.
● SEC registered since 2012CRD 116073SEC# 801-77339Bellingham, WA
Reg. AUM
$1.6B
Employees
12
Accounts
4,049
Location
Bellingham, WA
Financial Plan, Inc. assets under management
Financial Plan, Inc. is an investment advisory firm registered with the SEC based in Bellingham, WA. The firm has been registered since 2012. It reports $1.6 billion in regulatory assets under management and employs 12 people.
Financial Plan, Inc. owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Alden Dick Control | Chief Compliance Officer | 10-25% | 2018 |
| Gabriel Aaron Twining Control | Chief Personnel Officer | 5-10% | 2020 |
| James Barber Twining Control | Chief Executive Officer | 25-50% | 1997 |
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Join to unlock · $37/moFrequently asked questions
How much does Financial Plan, Inc. manage?
Financial Plan, Inc. reports $1.6 billion in regulatory assets under management on its Form ADV.
How many employees does Financial Plan, Inc. have?
Financial Plan, Inc. reports 12 employees.
Where is Financial Plan, Inc. located?
Financial Plan, Inc. is based in Bellingham, WA and has been SEC-registered since 2012.
Does Financial Plan, Inc. disclose fund performance?
Financial Plan, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 11 Bellwether Way, Suite 301, Bellingham, WA 98225-2956 |
| Phone | 360-714-1234 |
| Fax | 360-738-3125 |
| Office hours | 9 To 5 |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.6B▲ 30%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 25%
Larger than 75% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$1.6Bregulatory AUM
Discretionary $1.6B