David Alden Dick
Chief Compliance OfficerFinancial Plan, Inc.CRD 4470567
About David Alden Dick
David Alden Dick is listed as Chief Compliance Officer at Financial Plan, Inc. in Bellingham, WA. Form ADV reports a beneficial ownership band of 10-25%.
Reported ownership
Owns 10-25% of Financial Plan, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does David Alden Dick work?
David Alden Dick is listed as Chief Compliance Officer at Financial Plan, Inc. on SEC Form ADV.
How much of Financial Plan, Inc. does David Alden Dick own?
Form ADV reports a beneficial ownership band of 10-25%.
Financial Plan, Inc.
| Title | Chief Compliance Officer |
| Ownership | 10-25% |
| Control person | Yes |
| Since | 2018 |