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Financial Service Group Inc

● SEC registered since 1992CRD 107893SEC# 801-41991Mount Pleasant, WI
Export (members)
Reg. AUM
$215M
Employees
8
Accounts
645
Location
Mount Pleasant, WI

Financial Service Group Inc assets under management

Financial Service Group Inc is an investment advisory firm registered with the SEC based in Mount Pleasant, WI. The firm has been registered since 1992. It reports $215 million in regulatory assets under management and employs 8 people.

Financial Service Group Inc owners & executives

2 reported
NameTitleOwnershipSince
Michael Phillip Haubrich ControlFounder And PresidentOver 75%2022
Terri Lynn D'AlieChief Compliance OfficerUnder 5%2025

Frequently asked questions

How much does Financial Service Group Inc manage?

Financial Service Group Inc reports $215 million in regulatory assets under management on its Form ADV.

How many employees does Financial Service Group Inc have?

Financial Service Group Inc reports 8 employees.

Where is Financial Service Group Inc located?

Financial Service Group Inc is based in Mount Pleasant, WI and has been SEC-registered since 1992.

Does Financial Service Group Inc disclose fund performance?

Financial Service Group Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4812 Northwestern Avenue, Mount Pleasant, WI 53406
Phone262-554-4500
Fax262-554-1907
Office hours8:30 a.m. - 4:30 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Regulatory AUM

$215M▼ 34%
Jan '25 — $324.7MFeb '25 — $324.7MMar '25 — $324.7MApr '25 — $324.7MMay '25 — $324.7MJun '25 — $324.7MJul '25 — $324.7MAug '25 — $324.7MSep '25 — $324.7MOct '25 — $324.7MNov '25 — $324.7MDec '25 — $324.7MJan '26 — $215MFeb '26 — $215MMar '26 — $215MApr '26 — $215MMay '26 — $215MJun '26 — $215M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 72%
Larger than 28% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers

Assets under management

$215Mregulatory AUM
Discretionary $215M