Financial Strategies, Inc.
● SEC registered since 2022CRD 113097SEC# 801-125921Brookfield, WI
Reg. AUM
$149.8M
Employees
6
Accounts
560
Location
Brookfield, WI
Financial Strategies, Inc. assets under management
Financial Strategies, Inc. is an investment advisory firm registered with the SEC based in Brookfield, WI. The firm has been registered since 2022. It reports $149.8 million in regulatory assets under management and employs 6 people.
Financial Strategies, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Douglas Cantrell Control | President / Chief Compliance Officer | Over 75% | 1993 |
Frequently asked questions
How much does Financial Strategies, Inc. manage?
Financial Strategies, Inc. reports $149.8 million in regulatory assets under management on its Form ADV.
How many employees does Financial Strategies, Inc. have?
Financial Strategies, Inc. reports 6 employees.
Where is Financial Strategies, Inc. located?
Financial Strategies, Inc. is based in Brookfield, WI and has been SEC-registered since 2022.
Does Financial Strategies, Inc. disclose fund performance?
Financial Strategies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 13555 Bishops Court, Suite 340, Brookfield, WI 53005 |
| Phone | 262-821-1664 |
| Fax | 262-821-0762 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$149.8M▲ 14%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 83%
Larger than 17% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$149.8Mregulatory AUM
Discretionary $149.8M