Founders Financial Alliance, LLC
● SEC registered since 2016CRD 173011SEC# 801-108700Raleigh, NC
Reg. AUM
$1.19B
Employees
31
Accounts
4,229
Location
Raleigh, NC
Founders Financial Alliance, LLC assets under management
Founders Financial Alliance, LLC is a registered investment adviser overseen by the SEC based in Raleigh, NC. The firm has been registered since 2016. It reports $1.2 billion in regulatory assets under management and employs 31 people.
Founders Financial Alliance, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Founders Wealth Holdings, LLC Control | Holding Company | Over 75% | 2018 |
| James Allen Sloop Control | Chief Compliance Officer | Under 5% | 2017 |
| Tommy Wayne Porter Control | Managing Member | Under 5% | 2014 |
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Join to unlock · $37/moFrequently asked questions
How much does Founders Financial Alliance, LLC manage?
Founders Financial Alliance, LLC reports $1.2 billion in regulatory assets under management on its Form ADV.
How many employees does Founders Financial Alliance, LLC have?
Founders Financial Alliance, LLC reports 31 employees.
Where is Founders Financial Alliance, LLC located?
Founders Financial Alliance, LLC is based in Raleigh, NC and has been SEC-registered since 2016.
Does Founders Financial Alliance, LLC disclose fund performance?
Founders Financial Alliance, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9212 Falls of Neuse Rd., Suite 221, Raleigh, NC 27615 |
| Phone | 855-860-5940 |
| Fax | 919-636-7342 |
| Office hours | By Appointment |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.19B▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 30%
Larger than 70% of 16,271 advisers
EmployeesTop 17%
More than 83% of 16,825 advisers
Assets under management
$1.19Bregulatory AUM
Discretionary $1.18BNon-discretionary $2.8M