James Allen Sloop
Chief Compliance OfficerFounders Financial Alliance, LLCCRD 4749806
About James Allen Sloop
James Allen Sloop is listed as Chief Compliance Officer at Founders Financial Alliance, LLC in Raleigh, NC. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Founders Financial Alliance, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James Allen Sloop work?
James Allen Sloop is listed as Chief Compliance Officer at Founders Financial Alliance, LLC on SEC Form ADV.
How much of Founders Financial Alliance, LLC does James Allen Sloop own?
Form ADV reports a beneficial ownership band of Under 5%.
Founders Financial Alliance, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2017 |