Francis LLC
● SEC registered since 2004CRD 130687SEC# 801-62841Brookfield, WI
Reg. AUM
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Employees
26
Accounts
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Location
Brookfield, WI
Francis LLC assets under management
Francis LLC is a registered investment adviser overseen by the SEC based in Brookfield, WI. The firm has been registered since 2004. It employs 26 people.
Francis LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Francis Holdings, Inc. | Sole Owner | Over 75% | 2025 |
| Michael John Francis Control | Manager, Cco | Under 5% | 2004 |
Frequently asked questions
How many employees does Francis LLC have?
Francis LLC reports 26 employees.
Where is Francis LLC located?
Francis LLC is based in Brookfield, WI and has been SEC-registered since 2004.
Does Francis LLC disclose fund performance?
Francis LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 19435 W. Capitol Drive, Brookfield, WI 53045 |
| Phone | 866-232-6457 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 20%
More than 80% of 16,825 advisers