Guggenheim Funds Distributors, LLC
● SEC registered since 1997CRD 39805SEC# 801-54810Chicago, IL
Reg. AUM
$7.8B
Employees
245
Accounts
290
Location
Chicago, IL
Guggenheim Funds Distributors, LLC assets under management
Guggenheim Funds Distributors, LLC is an investment advisory firm registered with the SEC based in Chicago, IL. The firm has been registered since 1997. It reports $7.8 billion in regulatory assets under management and employs 245 people.
Guggenheim Funds Distributors, LLC owners & executives
19 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Amy Jo Lee Control | General Counsel, Secretary, And Senior Managing Director | Under 5% | 2013 |
| Christopher Vito Parisi Control | Head Of Distribution, Senior Managing Director | Under 5% | 2020 |
| Dennis Ryan Metzger Control | Chief Compliance Officer | Under 5% | 2014 |
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Join to unlock · $37/moFrequently asked questions
How much does Guggenheim Funds Distributors, LLC manage?
Guggenheim Funds Distributors, LLC reports $7.8 billion in regulatory assets under management on its Form ADV.
How many employees does Guggenheim Funds Distributors, LLC have?
Guggenheim Funds Distributors, LLC reports 245 employees.
Where is Guggenheim Funds Distributors, LLC located?
Guggenheim Funds Distributors, LLC is based in Chicago, IL and has been SEC-registered since 1997.
Does Guggenheim Funds Distributors, LLC disclose fund performance?
Guggenheim Funds Distributors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 227 West Monroe Street, 7th Floor, Chicago, IL 60606 |
| Phone | 312-357-1007 |
| Office hours | 8:00 a.m.-5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1003991 |
| Discloses disciplinary history | No |
Regulatory AUM
$7.8B▲ 14%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 10%
Larger than 90% of 16,271 advisers
EmployeesTop 3%
More than 97% of 16,825 advisers
Assets under management
$7.8Bregulatory AUM
Discretionary $7.8B