Amy Jo Lee
General Counsel, Secretary, And Sr. Managing DirectorGuggenheim Funds Investment Advisors, LLCCRD 1161869
About Amy Jo Lee
Amy Jo Lee is listed as General Counsel, Secretary, And Sr. Managing Director at Guggenheim Funds Investment Advisors, LLC in Chicago, IL. Form ADV reports a beneficial ownership band of Under 5%. Amy Jo Lee is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Guggenheim Funds Investment Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Amy Jo Lee work?
Amy Jo Lee is listed as General Counsel, Secretary, And Sr. Managing Director at Guggenheim Funds Investment Advisors, LLC on SEC Form ADV.
How much of Guggenheim Funds Investment Advisors, LLC does Amy Jo Lee own?
Form ADV reports a beneficial ownership band of Under 5%.
Guggenheim Funds Investment Advisors, LLC
| Title | General Counsel, Secretary, And Sr. Managing Director |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2013 |
Security Investors, LLC
| Title | General Counsel, Secretary, And Sr. Managing Director |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 1996 |
Guggenheim Funds Distributors, LLC
| Title | General Counsel, Secretary, And Senior Managing Director |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2013 |