Guggenheim Funds Investment Advisors, LLC
● SEC registered since 2003CRD 129288SEC# 801-62515Chicago, IL
Reg. AUM
$4.12B
Employees
5
Accounts
3
Location
Chicago, IL
Guggenheim Funds Investment Advisors, LLC assets under management
Guggenheim Funds Investment Advisors, LLC is an SEC-registered investment adviser based in Chicago, IL. The firm has been registered since 2003. It reports $4.1 billion in regulatory assets under management and employs 5 people.
Guggenheim Funds Investment Advisors, LLC owners & executives
17 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Amy Jo Lee Control | General Counsel, Secretary, And Sr. Managing Director | Under 5% | 2013 |
| Brian Edward Binder Control | President, Mutual Funds Boards, And Sr. Managing Director | Under 5% | 2018 |
| Dustan Roy Beier Control | Chief Financial Officer And Treasurer | Under 5% | 2015 |
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Join to unlock · $37/moFrequently asked questions
How much does Guggenheim Funds Investment Advisors, LLC manage?
Guggenheim Funds Investment Advisors, LLC reports $4.1 billion in regulatory assets under management on its Form ADV.
How many employees does Guggenheim Funds Investment Advisors, LLC have?
Guggenheim Funds Investment Advisors, LLC reports 5 employees.
Where is Guggenheim Funds Investment Advisors, LLC located?
Guggenheim Funds Investment Advisors, LLC is based in Chicago, IL and has been SEC-registered since 2003.
Does Guggenheim Funds Investment Advisors, LLC disclose fund performance?
Guggenheim Funds Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 227 West Monroe Street, 7th Floor, Chicago, IL 60606 |
| Phone | 312-357-1007 |
| Fax | 312-827-0157 |
| Office hours | 8:00 a.m. - 5:00 p.m. Cst |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1280782 |
| Discloses disciplinary history | No |
Regulatory AUM
$4.12B▲ 25%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 15%
Larger than 85% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$4.12Bregulatory AUM
Discretionary $4.12B