Joanna Marie Catalucci
Chief Compliance OfficerGuggenheim Wealth Solutions, LLCCRD 4148421
About Joanna Marie Catalucci
Joanna Marie Catalucci is listed as Chief Compliance Officer at Guggenheim Wealth Solutions, LLC in Santa Monica, CA. Form ADV reports a beneficial ownership band of Under 5%. Joanna Marie Catalucci is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Guggenheim Wealth Solutions, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Joanna Marie Catalucci work?
Joanna Marie Catalucci is listed as Chief Compliance Officer at Guggenheim Wealth Solutions, LLC on SEC Form ADV.
How much of Guggenheim Wealth Solutions, LLC does Joanna Marie Catalucci own?
Form ADV reports a beneficial ownership band of Under 5%.
Guggenheim Wealth Solutions, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Security Investors, LLC
| Title | Sr. Managing Director |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2013 |
Guggenheim Funds Investment Advisors, LLC
| Title | Sr. Managing Director |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |