Margaux Marie Misantone
Chief Compliance OfficerSecurity Investors, LLCCRD 4949669
About Margaux Marie Misantone
Margaux Marie Misantone is listed as Chief Compliance Officer at Security Investors, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Margaux Marie Misantone is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Security Investors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Margaux Marie Misantone work?
Margaux Marie Misantone is listed as Chief Compliance Officer at Security Investors, LLC on SEC Form ADV.
How much of Security Investors, LLC does Margaux Marie Misantone own?
Form ADV reports a beneficial ownership band of Under 5%.
Security Investors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |
Guggenheim Funds Investment Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |