Margaux Marie Misantone
Chief Compliance OfficerGuggenheim Funds Investment Advisors, LLCCRD 4949669
About Margaux Marie Misantone
Margaux Marie Misantone is listed as Chief Compliance Officer at Guggenheim Funds Investment Advisors, LLC in Chicago, IL. Form ADV reports a beneficial ownership band of Under 5%. Margaux Marie Misantone is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Guggenheim Funds Investment Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Margaux Marie Misantone work?
Margaux Marie Misantone is listed as Chief Compliance Officer at Guggenheim Funds Investment Advisors, LLC on SEC Form ADV.
How much of Guggenheim Funds Investment Advisors, LLC does Margaux Marie Misantone own?
Form ADV reports a beneficial ownership band of Under 5%.
Guggenheim Funds Investment Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |
Security Investors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |