Guggenheim Investment Advisors, LLC
● SEC registered since 2000CRD 108263SEC# 801-57781New York, NY
Reg. AUM
$840.9M
Employees
9
Accounts
58
Location
New York, NY
Guggenheim Investment Advisors, LLC assets under management
Guggenheim Investment Advisors, LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2000. It reports $840.9 million in regulatory assets under management and employs 9 people.
Guggenheim Investment Advisors, LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dina Marie Dilorenzo Control | Head | Under 5% | 2012 |
| Gwm Holdco, LLC Control | Member | Over 75% | 2008 |
| Lisa Buley Kost Control | Chief Compliance Officer | Under 5% | 2026 |
See all 7 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Guggenheim Investment Advisors, LLC manage?
Guggenheim Investment Advisors, LLC reports $840.9 million in regulatory assets under management on its Form ADV.
How many employees does Guggenheim Investment Advisors, LLC have?
Guggenheim Investment Advisors, LLC reports 9 employees.
Where is Guggenheim Investment Advisors, LLC located?
Guggenheim Investment Advisors, LLC is based in New York, NY and has been SEC-registered since 2000.
Does Guggenheim Investment Advisors, LLC disclose fund performance?
Guggenheim Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 330 Madison Avenue, 10th Floor, New York, NY 10017 |
| Phone | 212-739-0700 |
| Office hours | 9:00 a.m. - 5:00 p.m. Est |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1512586 |
| Discloses disciplinary history | No |
Regulatory AUM
$840.9M▲ 61%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 36%
Larger than 64% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$840.9Mregulatory AUM
Discretionary $570.7MNon-discretionary $270.2M