Lisa Buley Kost
Chief Compliance OfficerGuggenheim Investment Advisors, LLCCRD 5039313
About Lisa Buley Kost
Lisa Buley Kost is listed as Chief Compliance Officer at Guggenheim Investment Advisors, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Guggenheim Investment Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Lisa Buley Kost work?
Lisa Buley Kost is listed as Chief Compliance Officer at Guggenheim Investment Advisors, LLC on SEC Form ADV.
How much of Guggenheim Investment Advisors, LLC does Lisa Buley Kost own?
Form ADV reports a beneficial ownership band of Under 5%.
Guggenheim Investment Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |