Harmony Asset Management LLC
● SEC registered since 2020CRD 116069SEC# 801-118731Scottsdale, AZ
Reg. AUM
$462.5M
Employees
10
Accounts
602
Location
Scottsdale, AZ
Harmony Asset Management LLC assets under management
Harmony Asset Management LLC is an investment advisory firm registered with the SEC based in Scottsdale, AZ. The firm has been registered since 2020. It reports $462.5 million in regulatory assets under management and employs 10 people.
Harmony Asset Management LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alan Edward Rosenfield Control | Managing Director And Chief Compliance Officer | Over 75% | 2001 |
Frequently asked questions
How much does Harmony Asset Management LLC manage?
Harmony Asset Management LLC reports $462.5 million in regulatory assets under management on its Form ADV.
How many employees does Harmony Asset Management LLC have?
Harmony Asset Management LLC reports 10 employees.
Where is Harmony Asset Management LLC located?
Harmony Asset Management LLC is based in Scottsdale, AZ and has been SEC-registered since 2020.
Does Harmony Asset Management LLC disclose fund performance?
Harmony Asset Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 16220 N. Scottsdale Road, Suite 300, Scottsdale, AZ 85254 |
| Phone | 480-314-5967 |
| Office hours | 8a.m. - 4p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$462.5M▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 50%
Larger than 50% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$462.5Mregulatory AUM
Discretionary $416.6MNon-discretionary $45.9M