Alan Edward Rosenfield
Managing Director And Chief Compliance OfficerHarmony Asset Management LLCCRD 1129174
About Alan Edward Rosenfield
Alan Edward Rosenfield is listed as Managing Director And Chief Compliance Officer at Harmony Asset Management LLC in Scottsdale, AZ. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Harmony Asset Management LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Alan Edward Rosenfield work?
Alan Edward Rosenfield is listed as Managing Director And Chief Compliance Officer at Harmony Asset Management LLC on SEC Form ADV.
How much of Harmony Asset Management LLC does Alan Edward Rosenfield own?
Form ADV reports a beneficial ownership band of Over 75%.
Harmony Asset Management LLC
| Title | Managing Director And Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2001 |