Heartland Advisors, Inc.
● SEC registered since 1983CRD 29433SEC# 801-19074Milwaukee, WI
Reg. AUM
$1.92B
Employees
26
Accounts
93
Location
Milwaukee, WI
Heartland Advisors, Inc. assets under management
Heartland Advisors, Inc. is an investment advisory firm registered with the SEC based in Milwaukee, WI. The firm has been registered since 1983. It reports $1.9 billion in regulatory assets under management and employs 26 people.
Heartland Advisors, Inc. owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew John Fleming Control | Vice President & Portfolio Manager | Under 5% | 2012 |
| Colin Patrick McWey Control | Vice President & Portfolio Manager | Under 5% | 2009 |
| Heartland Holdings, Inc. Control | Shareholder | Over 75% | 2000 |
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Join to unlock · $37/moFrequently asked questions
How much does Heartland Advisors, Inc. manage?
Heartland Advisors, Inc. reports $1.9 billion in regulatory assets under management on its Form ADV.
How many employees does Heartland Advisors, Inc. have?
Heartland Advisors, Inc. reports 26 employees.
Where is Heartland Advisors, Inc. located?
Heartland Advisors, Inc. is based in Milwaukee, WI and has been SEC-registered since 1983.
Does Heartland Advisors, Inc. disclose fund performance?
Heartland Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 790 N Water Street Suite 1200, Milwaukee, WI 53202 |
| Phone | 414-347-7777 |
| Fax | 414-347-1339 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.92B▲ 2%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 23%
Larger than 77% of 16,271 advisers
EmployeesTop 20%
More than 80% of 16,825 advisers
Assets under management
$1.92Bregulatory AUM
Discretionary $1.92B