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Highland Capital Management, LLC

● SEC registered since 1972CRD 104842SEC# 801-8762Memphis, TN
Export (members)
Reg. AUM
$3.83B
Employees
21
Accounts
956
Location
Memphis, TN

Highland Capital Management, LLC assets under management

Highland Capital Management, LLC operates as an SEC-registered investment adviser based in Memphis, TN. The firm has been registered since 1972. It reports $3.8 billion in regulatory assets under management and employs 21 people.
www.linkedin.com/company/highland-capital-management-llcView on SEC.gov ↗

Highland Capital Management, LLC owners & executives

5 reported
NameTitleOwnershipSince
Argent Financial Group, Inc ControlMember 100%Over 75%2012
David Lee Thompson ControlChief Investment Officer/Director Of Private WealthUnder 5%2015
Lori Nelms Montgomery ControlChief Compliance OfficerUnder 5%2023
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Frequently asked questions

How much does Highland Capital Management, LLC manage?

Highland Capital Management, LLC reports $3.8 billion in regulatory assets under management on its Form ADV.

How many employees does Highland Capital Management, LLC have?

Highland Capital Management, LLC reports 21 employees.

Where is Highland Capital Management, LLC located?

Highland Capital Management, LLC is based in Memphis, TN and has been SEC-registered since 1972.

Does Highland Capital Management, LLC disclose fund performance?

Highland Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address850 Ridge Lake Blvd, Suite 205, Memphis, TN 38120
Phone901-761-9500
Fax901-761-5631
Office hours8-5
SEC regionAtlanta Regional Office (ARO)
CIK860486
Discloses disciplinary historyNo

Regulatory AUM

$3.83B▲ 8%
Mar '25 — $3.54BApr '25 — $3.54BMay '25 — $3.54BJun '25 — $3.54BJul '25 — $3.54BAug '25 — $3.54BSep '25 — $3.54BOct '25 — $3.54BNov '25 — $3.54BDec '25 — $3.54BJan '26 — $3.54BFeb '26 — $3.54BMar '26 — $3.83BApr '26 — $3.83BMay '26 — $3.83BJun '26 — $3.83B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 15%
Larger than 85% of 16,271 advisers
EmployeesTop 23%
More than 77% of 16,825 advisers

Assets under management

$3.83Bregulatory AUM
Discretionary $3.83B