Lori Nelms Montgomery
Chief Compliance OfficerHighland Capital Management, LLCCRD 5573978
About Lori Nelms Montgomery
Lori Nelms Montgomery is listed as Chief Compliance Officer at Highland Capital Management, LLC in Memphis, TN. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Highland Capital Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Lori Nelms Montgomery work?
Lori Nelms Montgomery is listed as Chief Compliance Officer at Highland Capital Management, LLC on SEC Form ADV.
How much of Highland Capital Management, LLC does Lori Nelms Montgomery own?
Form ADV reports a beneficial ownership band of Under 5%.
Highland Capital Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |