Howard Bailey Securities, LLC
● SEC registered since 2019CRD 282712SEC# 801-114636Fort Wayne, IN
Reg. AUM
$582.8M
Employees
46
Accounts
4,056
Location
Fort Wayne, IN
Howard Bailey Securities, LLC assets under management
Howard Bailey Securities, LLC is an SEC-registered investment adviser based in Fort Wayne, IN. The firm has been registered since 2019. It reports $582.8 million in regulatory assets under management and employs 46 people.
Howard Bailey Securities, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Casey Bailey Weade Control | Chief Executive Officer | Over 75% | 2016 |
| Rachel Ann Lockwood Control | Chief Compliance Officer | Under 5% | 2026 |
Frequently asked questions
How much does Howard Bailey Securities, LLC manage?
Howard Bailey Securities, LLC reports $582.8 million in regulatory assets under management on its Form ADV.
How many employees does Howard Bailey Securities, LLC have?
Howard Bailey Securities, LLC reports 46 employees.
Where is Howard Bailey Securities, LLC located?
Howard Bailey Securities, LLC is based in Fort Wayne, IN and has been SEC-registered since 2019.
Does Howard Bailey Securities, LLC disclose fund performance?
Howard Bailey Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5916 Covington Rd, Fort Wayne, IN 46804 |
| Phone | 260-482-9559 |
| Fax | 260-482-9779 |
| Office hours | Appointment Only |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$582.8M▲ 26%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 44%
Larger than 56% of 16,271 advisers
EmployeesTop 13%
More than 87% of 16,825 advisers
Assets under management
$582.8Mregulatory AUM
Discretionary $582.8M